Abstract
Catch-and-effort data are among the primary sources of information for assessing the status of terrestrial wildlife and fish. In fishery science, elaborate stock-assessment models are fitted to such data in order to estimate fish-population sizes and guide management decisions. Given the importance of catch-and-effort data, we scoured a comprehensive dataset pertaining to albacore tuna (Thunnus alalunga) in the north Pacific Ocean for novel ecological information content about this commercially valuable species. Specifically, we used unsupervised learning based on finite mixture modelling to reveal that the north Pacific albacore-tuna stock can be divided into four pseudo-cohorts. We discovered that smaller body mass pseudo-cohorts inhabit relatively high—subtropical to temperate—latitudes, with hotspots off the coast of Japan. Larger body mass pseudo-cohorts inhabit lower—tropical to subtropical—latitudes, with hotspots in the western and central north Pacific. These results offer evidence that albacore tuna prefer different habitats depending on their body mass, and point to long-term migratory routes for the species that the current tagging technology is unlikely to capture in full. We discuss the implications of the results for data-driven modelling of albacore tuna in the north Pacific, as well as the management of the north Pacific albacore-tuna fishery.
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Introduction
The importance of biological resources to humankind is hard to overstate, especially so in the context of food security. And yet, we as a species have time and again proven to be poor stewards of nature’s riches, a state of affairs that has succinctly been captured in the phrase ‘the tragedy of the commons’1,2. To exemplify, data compiled by the Food and Agriculture Organisation of the United Nations show that about 25 % of global fisheries collapsed in the period from 1950 to 20003. Although prescriptions for avoiding the tragedy of the commons and ensuring sustainability have been documented4,5, they are not panaceas6. Behavioural patterns of overexploitation have proven remarkably robust across modern cultures7, adding to the evidence that achieving sustainability is an uphill battle.
In search of sustainability, science has devised a plethora of methods ranging in sophistication from simple rules of thumb to data-intensive quantitative models with mechanistic underpinning 8. Collecting catch-and-effort data has for the longest time been one of the go-to methods for scientists, increasingly as an input into said quantitative models, but oftentimes also as a source of standalone indicators8. Catch per unit effort (CPUE) is one such indicator that has become a staple of wildlife9,10, fishery11,12, and even forestry13 related sustainability science. CPUE is often seen as a proxy for abundance although the relation between CPUE and abundance may in some instances be fairly complex8.
In modern fishery science, CPUE is the primary abundance indicator fed into sophisticated stock-assessment models such as Stock Synthesis 314. The models use CPUE on a per-fleet basis, with fleets being defined depending on their size selectivity as well as the country of origin. Size selectivity should in principle reflect the fishing gear employed, but this is often an oversimplifying assumption due to spatio-temporal patterns in the structure of fish stocks arising from, for example, migratory movement or variable recruitment15. Attempts are therefore being made to leverage the spatio-temporal information contained in the CPUE itself16, or in the original catch-and-effort data, in order to organically arrive at data-driven fleet definitions. Motivated by an analogous line of reasoning, but shifting the focus towards deepening general ecological understanding, we explored the catch-and-effort data from the Japanese albacore-tuna fishery in the north Pacific Ocean with the aim to organically arrive at a data-driven stock structure of these commercially exploited fish.
Albacore tuna (Thunnus alalunga) is a migratory pelagic species in the family Scombridae that inhabits most tropical and temperate oceans across the globe. Adult individuals in the Pacific approximately grow up to 125 cm fork length, 35 kg body mass, and 21 years of age17. They mature at approximately 90 cm fork length18 and five years of age. This combination of life-history traits paired with the considerable commercial catch has led to some mentions of the species being vulnerable to overexploitation19, but albacore tuna is currently in the ’least concern’ category of the International Union for Conservation of Nature (IUCN) Red list of Threatened Species. The list notes a declining population trend that is likely due to the size of albacore-tuna fishery. In 2018, this fishery yielded 235,000 mt of landings, with a dock value of $650 m and a final value of $2.1 bn20.
Given the value of the albacore-tuna fishery, as well as uncertainties surrounding the albacore-tuna stock structure21,22, we attempted extracting new ecological knowledge about the species from a previously unexplored perspective. Specifically, we applied unsupervised learning based on finite mixture modelling to a comprehensive catch-and-effort dataset recorded by the Japanese albacore-tuna longline fishery in the north Pacific Ocean. This approach has the ability to separate a multimodal, mixture probability distribution into constituent, monomodal distributions23,24, which is potentially useful in the context of catch-and-effort data if catches originate from multiple, mutually distinct cohorts (Fig. 1). The dataset and the analyses are detailed in the Methods section. Briefly, the available dataset contained the number of fish caught, their mass, and the corresponding effort. Dividing the single-operation mass by the number of fish caught during the operation yielded the average mass, which served as input in the finite mixture model. The number of fish caught divided by the effort yielded CPUE, which served as an abundance indicator. We discovered that the north Pacific albacore tuna can reasonably be divided into four pseudo-cohorts, with the prefix ‘pseudo’ being used to indicate ‘extracted’ or ‘learnt’ from data. Pseudo-cohorts exhibit different habitat preferences depending on body mass. Following the progression of habitat preferences throughout ontogeny, we could piece together a novel picture of migration pathways in the western north Pacific. We hereafter proceed to first describe and then discuss these results in some detail.
Results
The initial step in finite mixture modelling is determining the likely number of constituent, monomodal distributions present in the multimodal, mixture probability distribution of the whole dataset. This number is treated as a free parameter whose value is chosen by the modeller, but with the help of some goodness-of-fit or information-criterion measure. Employing the relative Bayesian information criterion (BIC), we found that its marginal improvement is limited if the available catch-and-effort data are divided into more than four pseudo-cohorts (Fig. 2a). We therefore decided to work with four pseudo-cohorts to avoid overfitting. Keeping the number of pseudo-cohorts constant throughout the year, despite having repeated the analysis for each quarter independently, further facilitates interpretability.
We characterised pseudo-cohorts by their mean body mass (Fig. 2b), which was estimated from learnt constituent, monomodal distributions (Fig. 2c). We also computed for reference the corresponding mean body length and mean age from known weight-length and length-age relationships19. Pseudo-cohorts exhibit a couple of interesting properties that are best understood in conjunction with CPUE, whose role is to unveil pseudo-cohort geographic and seasonal origins (Fig. 3). First, the distribution of body mass for pseudo-cohorts 1 and 2 shifts substantially towards larger masses throughout the year (cf. upper vs. lower panels in Fig. 2c). These pseudo-cohorts gather in high—subtropical to temperate—latitudes from January to June, with hotspots off the coast of Japan (Fig. 3). Mean body mass approximately equals 9 kg and 13 kg, meaning that the fish are in an ontogenetic stage when growth is fast, which to some degree accounts for the upward shift in body-mass distribution. Additionally, the fish disperse from putative hotspots between July and September, and in part start appearing more southward where they intermix with fish from the pseudo-cohorts 3 and 4. For these reasons, mean body mass of pseudo-cohorts 1 and 2 appears larger in the second half of the year, approximately equalling 14 kg and 18 kg.
The second interesting property is that constituent, monomodal distributions for pseudo-cohorts 3 and 4 are sharply separated in the first quarter, but less so for the rest of the year, especially in the period between April and September (cf. top vs. other panels in Fig. 2c). These pseudo-cohorts gather in lower—tropical to subtropical—latitudes, with hotspots in the western north Pacific in boreal winter months and central north Pacific throughout much of the year (Fig. 3). The former hotspot attracts fish with mean body mass between approximately 18 kg and 20 kg, whereas the latter hotspot attracts the largest fish with mean body mass between 21 kg and 23 kg. In particular, the fish disperse from the hotspot in the western north Pacific, and start appearing more centrally where intermixing occurs. The distinction between pseudo-cohorts 3 and 4 somewhat blurs due to this intermixing.
Taken together, the results show that albacore tuna prefer different habitats depending on their body mass. The seasonal appearance and disappearance of hotspots further points to likely migratory routes for albacore tuna, primarily in the western north Pacific Ocean (Fig. 4a). Before discussing albacore-tuna migrations, however, we look at evidence that the identified hotspots, and thus major destinations for migrating fish, are indeed occupied by pseudo-cohorts as stated heretofore (Fig. 4b). To this end, we calculated the cohort-wise CPUE, spatially averaged over each of the three zones highlighted in Fig. 4a. The A zone is dominated by pseudo-cohorts 1 and 2, with the January-March period being most abundant, followed by the April-June period (see the top panel in Fig. 4b). Pseudo-cohorts 1 and 2 almost disappear from this zone during the July-September period, only to reappear again in the October-December period. The B zone is primarily occupied by pseudo-cohorts 3 and 4, with the January-March period again being most abundant, although other seasons substantially contribute to a complex overall pattern (see the middle panel in Fig. 4b). Pseudo-cohort 2 is also abundant in this zone, especially in the period from July to December, thus substantiating the observation that smaller and larger fish intermix here. Finally, the C zone is primarily occupied by pseudo-cohort 4 that is abundant throughout much of the year, followed by pseudo-cohort 3 that is most abundant in the July-September period (see the bottom panel in Fig. 4b). The co-presence of pseudo-cohorts 3 and 4 substantiates the observation of fish intermixing within the zone’s confines.
Discussion
Our study presents two main ecological results. First, we provide evidence that depending on body mass, albacore tuna prefer different habitats. Juveniles and early adults lean towards subtropical to temperate waters, whereas adults prefer tropical to subtropical waters thought to be the spawning grounds for the species. Second, we identify the likely albacore-tuna hotspots, and for each hotspot, provide the initial estimates of seasonal fish abundance. These results offer novel insights into albacore-tuna long-term migrations when the progression of habitat preferences is followed throughout ontogeny (Fig. 4a).
The study of albacore-tuna migrations has a long history, as exemplified by an early qualitative model of juvenile movements in the north Pacific Ocean based on catch-and-effort data and conventional tagging by Otsu and Uchida25. Using similar methodology, the eastward migration path towards the American west-coast fishery was examined by Laurs and Lynn26. These early results were quantitatively confirmed only much later27. Recent tagging programs provide detailed information on fish positions over time, but logistical and technical difficulties still limit the area of tagging and the period of recording; an example of this is archival tagging of north Pacific juvenile albacore tuna along the west coast of the United States, which returned 20 datasets between 63 and 697 days long28. The overall state of affairs emerging about the field is that of fragmented information which needs to be pieced together in extensive reviews to paint a holistic picture of long-term migrations spanning the entire albacore-tuna ontogeny19. Our results, by contrast, paint one such holistic picture for the western north Pacific Ocean on their own (Fig. 4a). The situation in the eastern north Pacific remains somewhat opaque to us because the Japanese catch-and-effort data are naturally sparser in the east than the west.
To summarise key migration pathways (Fig. 4a), early juveniles leaving the western spawning grounds reach the A zone where they seasonally congregate off the coast of Japan and then disperse eastward in a pattern that appears consistent with the model of Otsu and Uchida 25. As these fish turn into late juveniles or early adults, they move to the B zone and start intermixing with other adult fish. Further growth prompts gradual shifting towards the C zone, placed more centrally in the north Pacific Ocean. In relation to adults, our study offers details missing from the migration routes originating from reviewed literature19. Of note is that the described movements should not be seen as a linear progression in the life of a single individual. Rather, we are describing general tendencies that hold for the stock as a whole. An additional concern is that our analyses are based solely on longline data, which precludes us from fully separating true fish availability in the ocean from selectivity of this particular fishing technique.
Aside from deepening ecological understanding, our study has implications for various stakeholders, for example, fishers, conservationists, and managers. Considering which of these stakeholder groups is likely to receive the most utility from our findings, fishers are practitioners with hands-on experience with the albacore-tuna stock. They may, as is often the case with practitioners, already possess a good chunk of the knowledge laid out herein, albeit that knowledge need not be stored in a written form nor need it be easily articulated by any individual fisher. This leaves conservationists and managers for whom our findings may be helpful in devising less disruptive stock-management policies. The first step in this context could be scientific advice on which part of the albacore-tuna stock should be prioritised for conservation and management. In the case of a closely related species, Pacific bluefin tuna, population growth rate is most sensitive to juvenile survival29. This is because for prolific batch spawners like tunas, allowing early adults to go through a few reproductive cycles is sufficient to replenish the stock, despite the advantages that hyperallometric scaling of reproductive capacity may confer on more experienced adults30. If, accordingly, juveniles are prioritised for conservation and management, indiscriminate limits on the albacore-tuna fishery may be replaced with a policy such that the effort of vessels targeting pseudo-cohorts 1 and 2 in the A zone is restricted.
From a more technical perspective on managing fish stocks, our study suggests a potential alternative to age-structured stock-assessment models that are commonly in use. Basing population dynamics on age structure is convenient, but ignores the fact that age is ecologically relevant only for very old individuals31. Animals, however, rarely live to old age in nature; they instead succumb to predation and diseases as the main causes of natural mortality. A good indicator of fish mortality by natural causes is body size32. Fishing gear too is body-size, not age, selective. All this in turn means that age-structured models require some sort of a body size-age relationship, which is often given in the form of a von Bertalanffy growth curve (originally invented by Putter33) and whose parameters are estimated from data using statistical methods. The parameters are thus static even in a changing environment, although environmental change is known to affect fish growth34,35,36. These problems could be circumvented by switching to stage-structured models, but that raises the question of delineating ecophysiologically distinct cohorts. Our study suggests that we could perhaps let the data speak for itself and use a data-driven approach to learn pseudo-cohorts. Doing so would also resolve the problem of defining fisheries, laid out in the Introduction section, because there is one-to-one correspondence between fisheries and pseudo-cohorts when the latter are learnt from catch-and-effort data. The approximate age of pseudo-cohorts would still have to be estimated, but that would involve relatively modest sampling of age-revealing structures such as otoliths17,37. Overall, a range of technical difficulties would undoubtedly follow any attempt at implementing stock assessments using a modelling approach that substantially differs from the current common practices. We posit, however, that rewards may outweigh the difficulties, perhaps even by a large margin.
Methods
Dataset
We analysed the Japanese longline logbook data for the period from 1994 to 2020, containing records on 889,391 operations in the north Pacific executed over the course of 86,907 voyages. Longline logbooks collect detailed information about fishing operations including dates, locations, vessel names and categories, voyage numbers, fishing-gear configuration, the number of fish caught, catch mass, and effort in number of hooks38. Longline vessels typically cast nylon ropes with thousands of hooks into the ocean and catch top pelagic predators such as tunas, billfishes, and sharks. Albacore tuna are one of the target species for longline fishery. Anywhere between zero and more than a hundred individuals can be caught over the course of a single operation. Fishers take fish migrations into consideration and adjust their gear configuration to different targets depending on the season and fishing location39. Accordingly, the body mass of caught fish varies seasonally and geographically.
Individual fish masses were not available in the dataset. Instead, we used the average body mass of fish caught during a single fishing operation, which we obtained by dividing the single-operation catch mass by the total number of fish caught. Single-operation catch mass is itself also an estimate recorded by the fishing crew. In about 17 % of instances only the whole-trip average body mass was available. The average body mass is less precise than direct port sampling, but port-sampling records are sparse and cover a much narrower geographic range.
The Japanese longline fishery comprises vessels of various capacities. Based on their tonnage-dependent licences, vessels are legally classified into three categories: coastal, offshore, and distant-water. Categorisation relates to the way vessels operate, for example, their range and the number of days at sea. Distant-water vessels are thus equipped with deep freezers, allowing them to make long, far-sea voyages. Coastal longliners are, by contrast, confined to a stipulated operational area. Importantly, we made use of logbook data from all vessel categories in order to incorporate information from as wide an ocean area as possible.
Finite mixture modelling
We assumed that body masses used in our analyses originate from a multimodal, mixture distribution. The assumption rests on the grounds that the albacore-tuna stock consists of cohorts that are sufficiently distinct from one another both from an ecological perspective and the perspective of albacore-tuna fishery. We constructed a finite mixture model23 to separate the starting mixture distribution into constituent (also called latent or marginal), monomodal distributions corresponding to above said cohorts.
The probability density function of a mixture distribution with K constituents can generally be written
where x is an arbitrary value from the distribution’s support set, f is a monomodal probability density function, \(\pi _{k}\) are mixing coefficients, and \(\varvec{\theta }_{k}\) is the parameter vector for the function f. In our dataset, body masses x are continuous, positive values that occasionally get large enough for the constituent, monomodal distributions to be moderately right-skewed. We therefore chose to work with the gamma distribution whose parameters are \(\alpha\) and \(\beta\) such that \(f(x | \varvec{\theta }_{k}) = \Gamma (x | \alpha _{k},\beta _{k})\).
A few additional details needed to be addressed before specifying a likelihood function for the problem at hand. The first detail was that body masses depend on location and time, meaning that all fish caught during adjacent fishing operations are repeated measures rather than independent observations. Accordingly, year, month, and location are grouping factors in the model, where location is specified on a 1\(^\circ\) \(\times\)1\(^\circ\) latitude-longitude grid. The second detail was that albacore-tuna life cycle is seasonal19, implying that cohort characteristics change throughout the year. We thus decided to separate logbook data into four seasons or quarters—January-March, April-Jun, July-September, and October-December—and fit the model for each season independently using log-likelihood function of the same general form. Specifically, if the number of observation groups is G and the number of observations in group g is \(N_g\), then the log-likelihood function is
Of note is that the probability density of being in cluster k depends on spatio-temporal information through selected data grouping. The index g expresses this dependence.
We used the R software package FlexMix for the analysis. The package employs expectation-maximisation (EM) algorithm to maximise the likelihood function \(\mathscr {L}\) 24,40. We varied the number of potential constituent, monomodal distributions K from 1 to 6, while relaying on the Bayesian information criterion (BIC) to decide on the appropriate value of K. We also checked lower-resolution grouping factors such as year and location, or location only, but the BIC indicated a poorer performance. The monomodal constituents of the starting mixture distributions are referred to as pseudo-cohorts, where the prefix ‘pseudo’ signifies a data-driven definition in place of an ecophysiological one. For each pseudo-cohort, we calculated spatially explicit catch per unit effort (CPUE) as an indicator of pseudo-cohort abundance in the north Pacific.
Data availability
The dataset analysed during the current study is a property of the Government of Japan and is not publicly available. The dataset is available from the authors upon reasonable request subject to a permission from the Government of Japan.
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Acknowledgements
We thank Steven Teo, Sarah Hawkshaw, and Jun Matsubayashi for their comments on the study. This work was supported by the Research and assessment program for internationally managed fisheries resources, the Fisheries Agency of Japan. M.J. was partly supported by the Japan Society for the Promotion of Science (JSPS) KAKENHI grant no. JP21H03625.
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H.I. wrote the code. H.I. and M.J. designed the study and analysed the results. All authors discussed the results and reviewed the manuscript.
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Ijima, H., Minte-Vera, C., Chang, YJ. et al. Inferring the ecology of north-Pacific albacore tuna from catch-and-effort data. Sci Rep 13, 8742 (2023). https://doi.org/10.1038/s41598-023-35672-w
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DOI: https://doi.org/10.1038/s41598-023-35672-w
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